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Filing Details

Accession Number:: 0001209191-14-026070
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-04-04 21:52:14
Reporting Period:: 2014-04-02

Filing Date:: 2014-04-04
Accepted Time:: 2014-04-04 21:52:14
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
826683	Merriman Holdings Inc	MERR	Security Brokers, Dealers & Flotation Companies (6211)	112936371

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
868846	Ltd Fund Falcon	5956 Sherry Lane, Suite 1810 Dallas TX 75225	No	No	Yes	No
1086439	Ltd Management Fund Falcon	5956 Sherry Lane, Suite 1810 Dallas TX 75225	No	No	Yes	No
1280280	Ffm Gp Llc	5956 Sherry Lane, Suite 1810 Dallas TX 75225	No	No	Yes	No
1576104	Houston G. Hall	5956 Sherry Lane, Suite 1810 Dallas TX 75225	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-04-02	4,166,667	$0.06	14,166,667	No	4	P	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnotes

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Warrants (right to buy)	Acquisiton	2014-04-02	1,041,667	$0.00	1,041,667	$0.08

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,541,667	2014-04-02	2019-04-02	No	4	P	Indirect

Footnotes

This statement is jointly filed by and on behalf of each of Falcon Fund Management, Ltd., Falcon Fund, Ltd., FFM GP, LLC and G. Houston Hall. Falcon Fund, Ltd. is the record and direct beneficial owner of the securities covered by this statement. Falcon Fund Management, Ltd. is the general partner of, and may be deemed to beneficially own securities owned by, Falcon Fund, Ltd. FFM GP, LLC is the general partner of, and may be deemed to beneficially own securities owned by, Falcon Fund Management, Ltd. Mr. Hall is the managing member of, and may be deemed to beneficially own securities owned by, FFM GP, LLC.
Each reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act") or otherwise, the beneficial owner of any securities covered by this statement. Each reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
Each reporting person may be deemed to be a member of a group with respect to the issuer or securities of the issuer for purposes of Section 13(d) or 13(g) of the Act. Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) or 13(g) of the Act or any other purpose, a member of a group with respect to the issuer or securities of the issuer.