Filing Details

Accession Number:
0001206774-14-001154
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-04 21:12:32
Reporting Period:
2014-04-03
Filing Date:
2014-04-04
Accepted Time:
2014-04-04 21:12:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122342 Alliance Fiber Optic Products Inc AFOP Semiconductors & Related Devices (3674) 770554122
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247278 A David Hubbard C/O Alliance Fiber Optic Products, Inc.
275 Gibraltar Drive
Sunnyvale CA 94089
Exec Vice Pres, Sales And Mktg No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-04-03 30,000 $17.03 70,954 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. The price reported is the average sale price of sales ranging from $17.00 to $17.12 per share.
  2. The total 70,954 shares of common stock included 66,000 shares restricted stock units which vest in two equal annual installments beginning on May 1, 2014.