Filing Details
- Accession Number:
- 0001387131-14-001300
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-04 20:35:13
- Reporting Period:
- 2014-04-02
- Filing Date:
- 2014-04-04
- Accepted Time:
- 2014-04-04 20:35:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1579412 | Fs Investment Corp Iii | NONE | () | 900994912 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1595173 | Iii N.c. Robert Nix | C/O Fs Investment Corporation Iii Cira Centre, 2929 Arch Street, Suite 675 Philadelphia PA 19104 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-04-02 | 5,556 | $9.00 | 5,556 | No | 4 | P | Indirect | By Pleasant News, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Pleasant News, Inc. |
Footnotes
- These shares are directly owned by Pleasant News, Inc., a corporation controlled by Mr. Nix. Mr. Nix expressly disclaims beneficial ownership of any shares held by Pleasant News, Inc. that exceed his pecuniary interest therein.