Filing Details
- Accession Number:
- 0001387131-14-001290
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-04 20:29:50
- Reporting Period:
- 2014-04-02
- Filing Date:
- 2014-04-04
- Accepted Time:
- 2014-04-04 20:29:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1579412 | Fs Investment Corp Iii | NONE | () | 900994912 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1438253 | C. Michael Forman | C/O Fs Investment Corporation Iii Cira Centre, 2929 Arch Street, Suite 675 Philadelphia PA 19104 | President And Ceo | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-04-02 | 55,556 | $9.00 | 55,556 | No | 4 | P | Indirect | By The 2011 Forman Investment Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By The 2011 Forman Investment Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,111 | Direct |
Footnotes
- These shares are directly owned by The 2011 Forman Investment Trust, a trust created by Mr. Forman for the benefit of his minor children. Mr. Forman disclaims beneficial ownership of any shares held by The 2011 Forman Investment Trust that exceed his pecuniary interest therein.