Filing Details

Accession Number:
0001514232-14-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-04 16:57:05
Reporting Period:
2014-03-13
Filing Date:
2014-04-04
Accepted Time:
2014-04-04 16:57:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1052100 Waddell & Reed Financial Inc WDR Security Brokers, Dealers & Flotation Companies (6211) 510261715
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1514232 James Philip Sanders 6300 Lamar Avenue
Overland Park KS 66202
Svp & Chief Investment Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Acquisiton 2014-03-13 61 $71.88 240,742 No 4 P Direct
Class A Common Disposition 2014-04-02 7,412 $75.96 233,330 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 F Direct