Filing Details
- Accession Number:
- 0001514232-14-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-04 16:57:05
- Reporting Period:
- 2014-03-13
- Filing Date:
- 2014-04-04
- Accepted Time:
- 2014-04-04 16:57:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1052100 | Waddell & Reed Financial Inc | WDR | Security Brokers, Dealers & Flotation Companies (6211) | 510261715 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1514232 | James Philip Sanders | 6300 Lamar Avenue Overland Park KS 66202 | Svp & Chief Investment Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common | Acquisiton | 2014-03-13 | 61 | $71.88 | 240,742 | No | 4 | P | Direct | |
Class A Common | Disposition | 2014-04-02 | 7,412 | $75.96 | 233,330 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | F | Direct |