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Filing Details

Accession Number:: 0001179110-14-006441
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-04-03 17:34:23
Reporting Period:: 2014-04-01

Filing Date:: 2014-04-03
Accepted Time:: 2014-04-03 17:34:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1292426	Gfi Group Inc.	GFIG	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	800006224

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1314813	Michael Gooch	C/O Gfi Group Inc. 55 Water Street New York NY 10041	Executive Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2014-04-01	35,000	$3.59	46,285,128	No	4	S	Indirect	See footnote
Common Stock	Disposition	2014-04-02	35,000	$3.78	46,250,128	No	4	S	Indirect	See footnote
Common Stock	Disposition	2014-04-03	30,000	$3.69	46,220,128	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	5,264	Indirect	See footnote
Common Stock	238,848	Indirect	See footnote
Common Stock	42,104	Indirect	See footnote
Common Stock	300,073	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Restricted Stock Units	$0.00	52,308	52,308	Direct
Common Stock	Restricted Stock Units	$0.00	70,036	70,036	Direct
Common Stock	Restricted Stock Units	$0.00	87,977	87,977	Direct

Amount	Remaning Holdings	Nature of Ownership
52,308	52,308	Direct
70,036	70,036	Direct
87,977	87,977	Direct

Footnotes

Represents 5,264 shares of Common Stock owned by Magnetic Management LLC. Magnetic Management LLC is a wholly-owned subsidiary of Jersey Partners, Inc. Mr. Gooch is the President and controlling shareholder of Jersey Partners, Inc. Through Jersey Partners, Inc., Mr. Gooch has voting power with respect to these shares but disclaims beneficial ownership.
Represents 238,848 shares of Common Stock owned by N-Two LLC, a subsidiary of Jersey Partners, Inc. Mr. Gooch is the President and controlling shareholder of Jersey Partners, Inc.
Represents shares of Common Stock owned by Jersey Partners, Inc. Mr. Gooch is the President and controlling shareholder of Jersey Partners, Inc.
Represents 42,104 shares of Common Stock owned by the Gooch Investment Trust. Mr. Gooch has voting power with respect to these shares but disclaims beneficial ownership.
The Restricted Stock Units settle 1 for 1 upon vesting.
Includes 1,320 shares owned by the Reporting Person's children. The Reporting Person disclaims beneficial ownership with respect to these shares.
The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2012.
The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2013.
The Restricted Stock Units vest 33% on the first anniversary, 33% on the second anniversary and 34% on the third anniversary of the date of grant and have no expiration date. The date of grant was March 31, 2014.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.52 to $3.77. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.72 to $3.82. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.
The sales reporting in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.65 to $3.76. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.