Filing Details
- Accession Number:
- 0001439432-14-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-03 16:25:53
- Reporting Period:
- 2014-04-02
- Filing Date:
- 2014-04-03
- Accepted Time:
- 2014-04-03 16:25:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
30554 | Dupont E I De Nemours & Co | DD | Plastic Material, Synth Resin/Rubber, Cellulos (No Glass) (2820) | 510014090 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1439432 | L Thomas Sager | D-7038 1007 Market Street Wilmington DE 19898 | Sr. Vp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-04-02 | 17,530 | $51.78 | 63,099 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-04-02 | 17,530 | $68.00 | 45,569 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (right to buy) | Disposition | 2014-04-02 | 17,530 | $0.00 | 17,530 | $51.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
8,766 | 2013-02-06 | 2019-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 72 | Indirect | Custodial accounts for children |
Common Stock | 338 | Indirect | DuPont Retirement Savings Plan |
Common Stock | 887 | Indirect | DuPont Retirement Savings Restoration Plan |
Footnotes
- The acquisition and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person effective February 10, 2014.
- Includes direct ownership, unvested RSUs and vested deferred stock units.
- The disposition reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person effective February 10, 2014.
- Options become exercisable in three equal annual installments beginning on the first anniversary of the grant.