Filing Details
- Accession Number:
- 0001181431-14-015402
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-03 16:11:25
- Reporting Period:
- 2014-04-02
- Filing Date:
- 2014-04-03
- Accepted Time:
- 2014-04-03 16:11:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 815065 | Steris Corp | STE | Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) | 341482024 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1235611 | J Michael Tokich | 5960 Heisley Road Mentor OH 44060 | Svp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares, No Par Value | Acquisiton | 2014-04-02 | 4,525 | $27.68 | 34,845 | No | 4 | M | Direct | |
| Common Shares, No Par Value | Disposition | 2014-04-02 | 4,525 | $51.68 | 30,320 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares, No Par Value | Employee Stock Option Exercise | Disposition | 2014-04-02 | 4,525 | $0.00 | 4,525 | $27.68 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-07-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares, No Par Value | 2,841 | Indirect | See Footnote Below. |
Footnotes
- These open market sales of a total of 4,525 Common Shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on November 18, 2013.
- 22,200 of these Common Shares are restricted. The restrictions on these Common Shares lapse as follows: 4,500 on May 20, 2014, 3,700 on June 1, 2015, 7,000 on May 31, 2016 and 7,000 on May 31, 2017.
- Represents 2,901.835 units of the STERIS Corporation 401(k) Plan STERIS Stock Fund which equals 2,841 Common share equivalents as of April 2, 2014.
- These options became exercisable as follows: 1,131 on July 27, 2008; 1,131 on July 27, 2009; 1,131 on July 27, 2010; and 1,132 on July 27, 2011.
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