Filing Details
- Accession Number:
- 0001490660-14-000081
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-03 16:07:42
- Reporting Period:
- 2014-04-01
- Filing Date:
- 2014-04-03
- Accepted Time:
- 2014-04-03 16:07:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490660 | Marketo Inc. | MKTO | Services-Prepackaged Software (7372) | 562558241 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1220396 | Sanjay Dholakia | 901 Mariners Island Blvd San Mateo CA 94404 | Svp & Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-04-01 | 204 | $4.74 | 58,886 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-04-01 | 994 | $4.74 | 59,880 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-04-01 | 670 | $32.93 | 59,210 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-04-01 | 3,600 | $34.19 | 55,610 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-04-01 | 800 | $34.62 | 54,810 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Incentive Stock Option (right to buy) | Disposition | 2014-04-01 | 204 | $0.00 | 204 | $4.74 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-04-01 | 994 | $0.00 | 994 | $4.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,916 | 2022-08-28 | No | 4 | M | Direct | |
28,823 | 2022-08-28 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to Mr. Dholakia's 10b5-1 plan entered into on 8/6/2013.
- This transaction was executed in multiple trades at prices ranging from $32.40 to $33.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $33.57 to $34.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $34.58 to $34.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vest on August 29, 2013 and one forty-eighth of the shares vest monthly thereafter.