Filing Details
- Accession Number:
- 0001179110-14-006340
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-02 19:29:05
- Reporting Period:
- 2013-11-07
- Filing Date:
- 2014-04-02
- Accepted Time:
- 2014-04-02 19:29:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1061027 | Sunesis Pharmaceuticals Inc | SNSS | Pharmaceutical Preparations (2834) | 943295878 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1289884 | B Steven Ketchum | C/O Sunesis Pharmaceuticals, Inc. 395 Oyster Point Blvd., Suite 400 South San Francisco CA 94080 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-07 | 19,551 | $2.09 | 93,512 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-07 | 19,551 | $5.03 | 73,961 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-08 | 10,503 | $2.09 | 84,464 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-08 | 10,503 | $5.08 | 73,961 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-11-07 | 19,551 | $0.00 | 19,551 | $2.09 |
| Commono Stock | Common Stock | Disposition | 2013-11-08 | 10,503 | $0.00 | 10,503 | $2.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 92,948 | 2021-06-29 | No | 4 | M | Direct | |
| 82,445 | 2021-06-29 | No | 4 | M | Direct |
Footnotes
- Includes 5,265 ESPP shares purchased on November 30, 2011.
- One forty-eighth (1/48th) of the option shares vest monthly over four (4) years from 6/30/11.
- The number of shares left in the option grant reflects the cancellation of 337,501 shares on 6/30/12 as a result of the reporting person's termination as an employee.
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