Filing Details
- Accession Number:
- 0001144204-14-020327
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-02 18:46:35
- Reporting Period:
- 2014-03-31
- Filing Date:
- 2014-04-02
- Accepted Time:
- 2014-04-02 18:46:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 788965 | Hallador Energy Co | HNRG | Bituminous Coal & Lignite Mining (1220) | 841014610 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1166809 | C David Hardie | 940 Southwood Blvd., Suite 201 Incline Village NV 89451 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-03-31 | 3,693 | $8.59 | 619,540 | No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| Common Stock | Disposition | 2014-04-01 | 5,058 | $8.55 | 614,482 | No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| Common Stock | Disposition | 2014-04-02 | 11,401 | $8.64 | 603,081 | No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| Common Stock | Disposition | 2014-03-31 | 7,381 | $8.59 | 126,508 | No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| Common Stock | Disposition | 2014-04-01 | 10,110 | $8.55 | 116,398 | No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| Common Stock | Disposition | 2014-04-02 | 22,795 | $8.64 | 93,603 | No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| No | 4 | S | Indirect | By Hallador Special Holdings LLC |
Footnotes
- The Reporting Person is a 25% beneficiary of the Robert Hardie QTIP Trust, the holder of the securities and disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- Hallador Special Holdings, LLC is a wholly owned subsidiary of Hallador, Inc.
- Sold pursuant to Rule 10b5-1.
Billionaire Hedge Funds
