Filing Details
- Accession Number:
- 0001179110-14-006334
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-02 18:41:37
- Reporting Period:
- 2014-03-31
- Filing Date:
- 2014-04-02
- Accepted Time:
- 2014-04-02 18:41:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 796343 | Adobe Systems Inc | ADBE | Services-Prepackaged Software (7372) | 770019522 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1494665 | David Wadhwani | Adobe Systems Incorporated 345 Park Avenue San Jose CA 95110 | Svp & Gm, Digital Media | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-31 | 4,179 | $34.16 | 30,054 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-03-31 | 12,234 | $34.03 | 42,288 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-31 | 17,288 | $65.74 | 25,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-04-02 | 9,548 | $34.03 | 34,548 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-04-02 | 12,669 | $25.41 | 47,217 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-02 | 22,217 | $65.51 | 25,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2014-03-31 | 4,179 | $0.00 | 4,179 | $34.16 |
| Common Stock | Stock Options (right to buy) | Disposition | 2014-03-31 | 12,234 | $0.00 | 12,234 | $34.03 |
| Common Stock | Stock Options (right to buy) | Disposition | 2014-04-02 | 9,548 | $0.00 | 9,548 | $34.03 |
| Common Stock | Stock Options (right to buy) | Disposition | 2014-04-02 | 12,669 | $0.00 | 12,669 | $25.41 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-03-31 | 2017-01-25 | No | 4 | M | Direct |
| 25,591 | 2014-03-31 | 2018-01-24 | No | 4 | M | Direct |
| 16,043 | 2014-04-02 | 2018-01-24 | No | 4 | M | Direct |
| 0 | 2014-04-02 | 2015-02-11 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $65.74 to $65.772. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- This transaction was executed in multiple trades at prices ranging from $65.5 to $65.57. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
- Options granted January 25, 2010 are fully vested and exercisable.
- Options granted January 24, 2011 vest at a rate of 2.08% per month for 48 months.
- Options granted December 3, 2005 are fully vested and exercisable.
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