Filing Details
- Accession Number:
- 0001209191-14-024834
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-02 18:37:22
- Reporting Period:
- 2014-04-01
- Filing Date:
- 2014-04-02
- Accepted Time:
- 2014-04-02 18:37:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1415336 | Zeltiq Aesthetics Inc | ZLTQ | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1562229 | F. Patrick Williams | 4698 Willow Road Pleasanton CA 94588 | Svp, Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-04-01 | 5,000 | $4.62 | 92,954 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-01 | 5,000 | $20.26 | 87,954 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-04-01 | 5,000 | $0.00 | 5,000 | $4.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 145,000 | 2022-11-18 | No | 4 | M | Direct |
Footnotes
- The sales reported in the FORM 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on Janurary 17, 2014.
- The price reported in column 4 is an weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.42 inclusive. The reporting person undertakes to provide to ZELTIQ Aesthetics, Inc. any security holder of ZELTIQ Aesthetics, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- 25% of the total number of shares subject to the option vest on November 19, 2013, and the remainder vest in equal monthly installments over a 36 month period thereafter, subject to the Reporting Person's continued service to the Issuer.
Billionaire Hedge Funds
