Filing Details

Accession Number:
0001209191-14-024801
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-02 18:27:08
Reporting Period:
2014-04-02
Filing Date:
2014-04-02
Accepted Time:
2014-04-02 18:27:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1459417 2U Inc. TWOU Services-Prepackaged Software (7372) 262335939
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1246979 Robert Cohen C/O 2U, Inc.
8201 Corporate Drive, Suite 900
Landover MD 20785
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-04-02 329,944 $0.00 471,718 No 4 C Direct
Common Stock Disposition 2014-04-02 85,000 $12.09 386,718 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2014-04-02 223,470 $0.00 223,470 $0.00
Common Stock Series B Preferred Stock Disposition 2014-04-02 106,474 $0.00 106,474 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 300,000 Indirect By Robert L. Cohen 2012 Irrevocable Trust
Footnotes
  1. The total represents shares received upon conversion of shares of Series A and Series B convertible preferred stock.
  2. Effective upon the closing of the issuer's initial public offering of its common stock, each share of convertible preferred stock automatically converted into one share of common stock. The convertible preferred stock had no expiration date.
  3. These shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities.