Filing Details
- Accession Number:
- 0001209191-14-024801
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-02 18:27:08
- Reporting Period:
- 2014-04-02
- Filing Date:
- 2014-04-02
- Accepted Time:
- 2014-04-02 18:27:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1459417 | 2U Inc. | TWOU | Services-Prepackaged Software (7372) | 262335939 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1246979 | Robert Cohen | C/O 2U, Inc. 8201 Corporate Drive, Suite 900 Landover MD 20785 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-04-02 | 329,944 | $0.00 | 471,718 | No | 4 | C | Direct | |
Common Stock | Disposition | 2014-04-02 | 85,000 | $12.09 | 386,718 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2014-04-02 | 223,470 | $0.00 | 223,470 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2014-04-02 | 106,474 | $0.00 | 106,474 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 300,000 | Indirect | By Robert L. Cohen 2012 Irrevocable Trust |
Footnotes
- The total represents shares received upon conversion of shares of Series A and Series B convertible preferred stock.
- Effective upon the closing of the issuer's initial public offering of its common stock, each share of convertible preferred stock automatically converted into one share of common stock. The convertible preferred stock had no expiration date.
- These shares are held in a trust for the benefit of the reporting person's spouse and children. The reporting person's spouse is the trustee of the trust. The reporting person disclaims beneficial ownership of these securities.