Home > Insider Trading > Filing (0001225208-14-009817)

Filing Details

Accession Number:: 0001225208-14-009817
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-04-02 17:03:07
Reporting Period:: 2014-03-31

Filing Date:: 2014-04-02
Accepted Time:: 2014-04-02 17:03:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
14693	Brown Forman Corp	BF'B	Beverages (2080)	610143150

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1468766	Ackerman Jill Jones	850 Dixie Highway Louisville KY 40210	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class B Common	Acquisiton	2014-03-31	6,500	$33.76	10,340	No	4	M	Direct
Class B Common	Acquisiton	2014-03-31	5,901	$28.58	16,241	No	4	M	Direct
Class B Common	Acquisiton	2014-03-31	3,198	$34.95	19,439	No	4	M	Direct
Class B Common	Disposition	2014-03-31	6,070	$89.64	13,369	No	4	S	Direct
Class B Common	Disposition	2014-03-31	9,529	$88.96	3,840	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	F	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common	Stock Appreciation Right	Disposition	2014-03-31	5,901	$0.00	5,901	$28.58
Class B Common	Stock Appreciation Right	Disposition	2014-03-31	3,198	$0.00	3,198	$34.95
Class B Common	Stock Appreciation Right	Disposition	2014-03-31	6,500	$0.00	6,500	$33.76

Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2008-05-01	2015-04-30	No	4	M	Direct
2009-05-01	2016-04-30	No	4	M	Direct
2010-05-01	2017-04-30	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common	13,179	Direct
Class B Common	6,913	Indirect	By 401k
Class A Common	2,391	Indirect	ESPP
Class B Common	303	Indirect	ESPP
Class B Common	45	Indirect	Trust fbo Child-1
Class B Common	45	Indirect	Trust fbo Child-2

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class B Common	Stock Appreciation Right	$35.51	2011-05-01	2018-04-30	8,704	8,704	Direct
Class B Common	Stock Appreciation Right	$27.05	2012-05-01	2019-04-30	13,755	13,755	Direct
Class B Common	Stock Appreciation Right	$38.43	2013-05-01	2020-04-30	15,106	15,106	Direct
Class B Common	Stock Appreciation Right	$46.40	2014-05-01	2021-04-30	16,759	16,759	Direct
Class B Common	Stock Appreciation Right	$58.70	2015-05-01	2022-04-30	11,098	11,098	Direct
Class B Common	Stock Appreciation Right	$72.42	2016-05-01	2023-04-30	9,771	9,771	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-04-30	8,704	8,704	Direct
2019-04-30	13,755	13,755	Direct
2020-04-30	15,106	15,106	Direct
2021-04-30	16,759	16,759	Direct
2022-04-30	11,098	11,098	Direct
2023-04-30	9,771	9,771	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.55 to $89.70, inclusive. The reporting person undertakes to provide to Brown-Forman Corporation, any security holder of Brown-Forman Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The closing price of BF-B ($88.96) on March 28, 2014 was used to calculate the tax withholding obligation.
Number of shares the reporting person has acquired under the Brown-Forman 401(k) plan as of March 31, 2014.
Includes Class A shares the reporting person acquired through the Brown-Forman Corporation Employee Stock Purchase Program as of the close of business on March 31, 2014.
Includes Class B shares acquired through the Brown-Forman Corporation Employee Stock Purchase Program as of the close of business on March 31, 2014.
These stock appreciation rights were previously reported as covering 5,553 shares at an exercise price of $30.36, but have been adjusted to reflect the December 2012 special dividend.
These stock appreciation rights were previously reported as covering 3,009 shares at an exercise price of $37.13, but have been adjusted to reflect the December 2012 special dividend.
These stock appreciation rights were previously reported as covering 6,117 shares at an exercise price of $35.87, but have been adjusted to reflect the December 2012 special dividend.
These stock appreciation rights were previously reported as covering 8,192 shares at an exercise price of $37.72, but have been adjusted to reflect the December 2012 special dividend.
These stock appreciation rights were previously reported as covering 12,945 shares at an exercise price of $28.74, but have been adjusted to reflect the December 2012 special dividend.
These stock appreciation rights were previously reported as covering 14,217 shares at an exercise price of $40.83, but have been adjusted to reflect the December 2012 special dividend.
These stock appreciation rights were previously reported as covering 15,773 shares at an exercise price of $49.30, but have been adjusted to reflect the December 2012 special dividend.
These stock appreciation rights were previously reported as covering 10,445 shares at an exercise price of $62.36, but have been adjusted to reflect the December 2012 special dividend.