Filing Details
- Accession Number:
- 0001209191-14-024626
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-02 16:32:58
- Reporting Period:
- 2014-03-31
- Filing Date:
- 2014-04-02
- Accepted Time:
- 2014-04-02 16:32:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1393052 | Veeva Systems Inc | VEEV | Services-Prepackaged Software (7372) | 208235463 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1586891 | Kevin Spain | C/O Emergence Capital, 160 Bovet Road, Ste. 300 San Mateo CA 94402 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-03-31 | 5,550,000 | $0.00 | 5,550,000 | No | 4 | C | Indirect | ByEmergenceCapitalPartners II,L.P. |
Class A Common Stock | Disposition | 2014-03-31 | 5,550,000 | $25.36 | 0 | No | 4 | S | Indirect | ByEmergenceCapitalPartners II,L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | ByEmergenceCapitalPartners II,L.P. |
No | 4 | S | Indirect | ByEmergenceCapitalPartners II,L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2014-03-31 | 5,550,000 | $0.00 | 5,550,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
28,950,000 | No | 4 | C | Indirect |
Footnotes
- Each share of Class A Common Stock was issued upon conversion of one (1) share of Class B Common Stock. Emergence Capital Partners II, L.P. ("Emergence") sold Class A Common Stock to the underwriters in connection with the closing of the underwritten public offering of Class A Common Stock pursuant to a Form S-1 filed by the Issuer (Registration No. 333-194640). The offering closed on March 31, 2014. The reported sale price reflects the price at which the reporting person sold shares to the underwriters.
- Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of class B Common Stock or (b) October 15, 2023.
- Shares held directly by Emergence. The sole general partner of Emergence is Emergence Equity Partners II, L.P. ("EEP II"), and the sole general partner of EEP II is Emergence GP Partners, LLC ("EGP", and together with Emergence and EEP II, the "Emergence Entities"), and each of EEP II and EGP may be deemed to have sole voting and dispositive power with respect to the shares held by Emergence. Mr. Kevin Spain, a partner of EEP II, serves as a representative of the Emergence Entities on the Issuer's board of directors.