Filing Details

Accession Number:
0001225208-14-009746
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-02 16:31:24
Reporting Period:
2014-04-01
Filing Date:
2014-04-02
Accepted Time:
2014-04-02 16:31:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1592329 Clifton Bancorp Inc. CSBK Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1245602 H John Peto 1433 Van Houten Avenue
Clifton NJ 07015
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-04-01 27,367 $0.00 27,367 No 4 J Direct
Common Stock Acquisiton 2014-04-01 2,000 $10.00 29,367 No 4 P Direct
Common Stock Acquisiton 2014-04-01 1,468 $0.00 1,468 No 4 J Indirect By Daughter
Common Stock Acquisiton 2014-04-01 500 $10.00 1,968 No 4 P Indirect By Daughter
Common Stock Acquisiton 2014-04-01 1,000 $10.00 1,000 No 4 P Indirect By Daughter as Custodian for Son 1
Common Stock Acquisiton 2014-04-01 1,000 $10.00 1,000 No 4 P Indirect By Daughter as Custodian for Son 2
Common Stock Acquisiton 2014-04-01 979 $0.00 979 No 4 J Indirect By Daughter's IRA
Common Stock Acquisiton 2014-04-01 7,343 $0.00 7,343 No 4 J Indirect By IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 P Direct
No 4 J Indirect By Daughter
No 4 P Indirect By Daughter
No 4 P Indirect By Daughter as Custodian for Son 1
No 4 P Indirect By Daughter as Custodian for Son 2
No 4 J Indirect By Daughter's IRA
No 4 J Indirect By IRA
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Statutory Stock Option Acquisiton 2014-04-01 48,754 $0.00 48,754 $10.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
48,754 2005-08-31 2015-08-31 No 4 J Direct
Footnotes
  1. Pursuant to the Amended and Restated Plan of Conversion and Reorganization, each share of Clifton Savings Bancorp, Inc. common stock was exchanged for 0.9791 shares of Clifton Bancorp Inc. common stock.
  2. Pursuant to the Amended and Restated Plan of Conversion and Reorganization, each option to purchase a share of Clifton Savings Bancorp, Inc. was converted into an option to purchase 0.9791 shares of Clifton Bancorp Inc. common stock, rounded to the nearest share. The exercise price per share for each converted option is determined by dividing the exercise price of such converted option by the 0.9791 exchange ratio, with such quotient rounded to the nearest whole cent. All such options continue to vest according to their original terms.
  3. Non-Statutory Stock Options granted pursuant to the Clifton Savings Bancorp, Inc. 2005 Equity Incentive Plan are fully vested and exercisable.