Filing Details
- Accession Number:
- 0001140361-14-015337
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-02 16:03:41
- Reporting Period:
- 2014-02-05
- Filing Date:
- 2014-04-02
- Accepted Time:
- 2014-04-02 16:03:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141240 | Liquidmetal Technologies Inc | LQMT | Chemicals & Allied Products (2800) | 330264467 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1527567 | Scott Gillis | C/O Liquidmetal Technologies, Inc. 30452 Esperanza Rancho Santa Margarita CA 92688 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-03-21 | 2,900 | $0.28 | 0 | No | 4 | S | Indirect | By Spouse |
Common Stock | Disposition | 2014-03-24 | 1,800 | $0.27 | 0 | No | 4 | S | Indirect | By Child in Household |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Spouse |
No | 4 | S | Indirect | By Child in Household |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to Purchase Common Stock | Acquisiton | 2014-02-05 | 453,414 | $0.00 | 453,414 | $0.29 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
453,414 | 2024-02-05 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,000 | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.28 to $0.2825, inclusive. The reporting person undertakes to provide to Liquidmetal Technologies, Inc., any security holder of Liquidmetal Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- The shares reported in column 7 will vest over a 5-year period on the following schedule: the shares vest 20% on the first anniversary of the date of grant; with the remaining 80% vesting at 1.666% per consecutive calendar month thereafter through and including the fifth anniversary of the date of grant.