Filing Details
- Accession Number:
- 0000350894-14-000025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-02 14:24:33
- Reporting Period:
- 2014-03-28
- Filing Date:
- 2014-04-02
- Accepted Time:
- 2014-04-02 14:24:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350894 | Sei Investments Co | SEIC | Security Brokers, Dealers & Flotation Companies (6211) | 231707341 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191721 | Kathy Heilig | Controller And Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Stock Option (Right To Purchase) | Acquisiton | 2014-03-28 | 38,300 | $21.55 | 40,191 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-28 | 12,884 | $33.86 | 27,307 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-28 | 14,201 | $33.50 | 13,106 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-28 | 4,300 | $33.81 | 8,806 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-28 | 6,915 | $33.62 | 1,891 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | STOCK OPTION (RIGHT TO PURCHASE) | Acquisiton | 2014-03-28 | 38,300 | $21.55 | 38,300 | $21.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
21,700 | 2005-12-10 | 2014-12-10 | No | 4 | M | Direct |