Filing Details

Accession Number:
0001586893-14-000002
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-02 11:52:07
Reporting Period:
2014-03-31
Filing Date:
2014-04-02
Accepted Time:
2014-04-02 11:52:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1434316 Fate Therapeutics Inc FATE Biological Products, (No Disgnostic Substances) (2836) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1586893 Scott J Wolchko C/O Fate Therapeutics, Inc.
3535 General Atomics Court, Suite 200
San Diego CA 92121
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-03-31 15,481 $9.76 19,545 No 4 S Direct
Common Stock Disposition 2014-03-31 500 $10.64 19,045 No 4 S Direct
Common Stock Disposition 2014-04-01 4,019 $9.08 15,026 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 19, 2013.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $10.31, inclusive.
  3. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4) and (5) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.60 to $10.66, inclusive.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.90 to $9.50, inclusive.