Filing Details
- Accession Number:
- 0001437749-14-005821
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-02 11:13:28
- Reporting Period:
- 2014-01-06
- Filing Date:
- 2014-04-02
- Accepted Time:
- 2014-04-02 11:13:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1443669 | Proto Labs Inc | PRLB | Fabricated Structural Metal Products (3440) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1321965 | B John Goodman | 5540 Pioneer Creek Drive Maple Plain MN 55359 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-01-06 | 2,000 | $4.27 | 8,250 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-01-06 | 1,762 | $30.58 | 10,012 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-01-06 | 3,310 | $73.05 | 6,702 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-01-06 | 452 | $73.61 | 6,250 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-04-01 | 2,000 | $4.27 | 8,250 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-01 | 2,000 | $67.98 | 6,250 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-04-02 | 1,000 | $30.58 | 7,250 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-04-02 | 1,000 | $70.18 | 6,250 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-01-06 | 2,000 | $0.00 | 2,000 | $4.27 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-01-06 | 1,762 | $0.00 | 2,000 | $30.58 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-04-01 | 2,000 | $0.00 | 2,000 | $4.27 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-04-02 | 1,000 | $0.00 | 1,000 | $30.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,000 | 2017-07-10 | No | 4 | M | Direct | |
| 3,000 | 2022-05-07 | No | 4 | M | Direct | |
| 7,000 | 2017-07-10 | No | 4 | M | Direct | |
| 2,000 | 2022-05-07 | No | 4 | M | Direct |
Footnotes
- Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2013.
- Reflects the weighted average price of 3,310 shares of common stock of Proto Labs, Inc. sold by the reporting person on January 6, 2014 with sale prices ranging from $72.50 to $73.50 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 452 shares of common stock of Proto Labs, Inc. sold by the reporting person on January 6, 2014 with sale prices ranging from $73.60 to $73.66 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Fully vested.
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