Filing Details
- Accession Number:
- 0001144204-14-020114
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-02 06:09:03
- Reporting Period:
- 2014-03-31
- Filing Date:
- 2014-04-02
- Accepted Time:
- 2014-04-02 06:09:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1100397 | Advaxis Inc. | ADXS | Pharmaceutical Preparations (2834) | 841521955 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1376847 | Daniel O'connor | 305 College Road East Princeton NJ 08540 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-31 | 3,333 | $3.00 | 311,016 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- Reporting person used personal funds to participate in the Company's recent public offering of common stock.