Filing Details
- Accession Number:
- 0001209191-14-024289
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-01 20:54:24
- Reporting Period:
- 2014-03-28
- Filing Date:
- 2014-04-01
- Accepted Time:
- 2014-04-01 19:54:24
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1575515 | Sprouts Farmers Market Inc. | SFM | Retail-Grocery Stores (5411) | 320331600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1099311 | George Golleher | 11811 N.tatum Blvd Suite 2400 Phoenix AZ 85028 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2014-03-28 | 46,988 | $1.09 | 271,988 | No | 4 | M | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2014-03-28 | 46,988 | $32.65 | 225,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Stock Option (right to buy) | Disposition | 2014-03-28 | 46,988 | $0.00 | 46,988 | $1.09 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
39,970 | 2018-05-02 | No | 4 | M | Direct |
Footnotes
- This amount represents the $33.75 secondary public offering price per share less the underwriting discount of $1.096875 per share.
- All such options are presently exercisable.