Filing Details
- Accession Number:
- 0001493152-14-000992
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-01 17:27:41
- Reporting Period:
- 2014-03-28
- Filing Date:
- 2014-04-01
- Accepted Time:
- 2014-04-01 17:27:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1162896 | Wizard World Inc. | WIZD | Oil & Gas Field Exploration Services (1382) | 980357690 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1113835 | Paul Kessler | 1100 Glendon Ave., Suite 850 Los Angeles, CA 90024 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2014-03-28 | 78,700 | $0.53 | 9,275,277 | No | 4 | P | Indirect | Please see explanation below |
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2014-03-28 | 38,000 | $0.53 | 9,313,277 | No | 4 | P | Indirect | Please see explanation below |
Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2014-03-28 | 5,000 | $0.44 | 9,318,277 | No | 4 | P | Indirect | Please see explanation below |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Please see explanation below |
No | 4 | P | Indirect | Please see explanation below |
No | 4 | P | Indirect | Please see explanation below |
Footnotes
- These shares were purchased by Paul Kessler IRA Rollover. Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned.
- These shares were purchased by Bristol Capital Pension and Profit Sharing. Mr. Kessler, acting alone, has voting and dispositive power over the shares beneficially owned.
- These shares were purchased by Bristol Capital, LLC, a Delaware limited liability company ("BC"), of which Mr. Kessler is the manager and, alone, has voting and dispositive power over the shares beneficially owned by BC. BC owns a total of 380,000 shares of the Company's common stock.
- This total does not include shares issuable upon exercise of an option held by Mr. Kessler, individually, for 150,000 shares of common stock, of which approximately 52,000 have vested.