Filing Details
- Accession Number:
- 0001104659-14-024929
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-01 17:13:29
- Reporting Period:
- 2014-03-28
- Filing Date:
- 2014-04-01
- Accepted Time:
- 2014-04-01 17:13:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1315695 | Rockwood Holdings Inc. | ROC | Chemicals & Allied Products (2800) | 522277366 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1334630 | Thomas Riordan | C/O Rockwood Holdings, Inc. 100 Overlook Center Princeton NJ 08540 | Svp, Law & Administration | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 Per Share | Disposition | 2014-03-28 | 9,199 | $73.87 | 111,859 | No | 4 | S | Direct | |
Common Stock, Par Value $0.01 Per Share | Disposition | 2014-03-28 | 2,400 | $74.40 | 109,459 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- This transaction was executed pursuant to the terms of a trading plan under SEC Rule 10b5-1. This transaction was executed in multiple trades at share prices ranging from $73.25 to $74.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed pursuant to the terms of a trading plan under SEC Rule 10b5-1. This transaction was executed in multiple trades at share prices ranging from $74.26 to $74.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.