Filing Details

Accession Number:
0001318148-14-000579
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-04-01 16:50:17
Reporting Period:
2014-03-31
Filing Date:
2014-04-01
Accepted Time:
2014-04-01 16:50:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1056288 Federated Investors Inc FII Investment Advice (6282) 251111467
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1061438 R Thomas Donahue 1001 Liberty Avenue
Federated Investors, Inc.
Pittsburgh PA 15222-3779
Vp, Cfo & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Disposition 2014-03-31 20,000 $30.60 645,831 No 4 S Direct
Class B Common Stock Disposition 2014-03-31 20,000 $30.57 745,550 No 4 S Indirect Held indirectly by MaxFund Partners, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect Held indirectly by MaxFund Partners, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 72 Indirect Held indirectly by 401(k) Plan
Class B Common Stock 4,409 Indirect Held indirectly by spouse
Class B Common Stock 82 Indirect Held indirectly by AWOL, Inc.
Class B Common Stock 366,391 Indirect Held indirectly by Comax Partners Limited Partnership
Class B Common Stock 141,035 Indirect Held indirectly by power of attorney
Class B Common Stock 227,251 Indirect Held indirectly by J. Christopher Donahue as Custodian for minor children
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in 29 transactions at prices ranging from $30.52 to $30.72 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in 17 transactions at prices ranging from $30.52 to $30.63 inclusive. The reporting person undertakes to provide to Federated Investors, Inc., any security holder of Federated Investors, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The reported securities are held by Maxfund Partners, L.P., a limited partnership of which the reporting person and his wife are the sole shareholders of the general partner. The reporting person disclaims beneficial ownership of the FII Class B Common Stock held by Maxfund Partners, L.P. except to the extent of his pecuniary interest therein.