Filing Details
- Accession Number:
- 0001140361-14-015037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-04-01 14:44:18
- Reporting Period:
- 2014-03-28
- Filing Date:
- 2014-04-01
- Accepted Time:
- 2014-04-01 14:44:18
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1064892 | T Jesse Correll | First Southern Bancorp P. O. Box 328 Stanford KY 40484 | Chairman & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-03-28 | 7,807 | $0.00 | 204,909 | No | 4 | S | Indirect | By First Southern Bancorp, Inc. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By First Southern Bancorp, Inc. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 341,997 | Indirect | By First Southern Funding, LLC |
Common Stock | 72,750 | Indirect | By WCorrell Limited Partnership |
Common Stock | 1,201,876 | Indirect | By First Southern Holdings, LLC |
Common Stock | 32,625 | Direct |
Footnotes
- The reporting person is President and manager of First Southern Funding, LLC. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- The reporting person is the managing general partner of WCorrell, Limited Partnership. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- The reporting person is Chairman and President of First Southern Bancorp, Inc. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- This transaction is being reported to reflect a sale of First Southern Bancorp, Inc. shares by the reporting person. The reporting person sold 130,515 shares (3.81% of those outstanding) at a price of $38.31 per First Southern Bancorp, Inc. share on March 28, 2014. The shares of UTG, Inc. reported as sold represent 3.81% of the UTG shares owned by First Southern Bancorp, Inc. No separate price was stated for those shares. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- The reporting person is the President and First Southern Bancorp, Inc. is a 99% member of First Southern Holdings, LLC. See notes (3) and (4). The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.