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Home > Insider Trading > Filing (0001225208-14-009261)

Filing Details

Accession Number:: 0001225208-14-009261
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-03-31 19:48:38
Reporting Period:: 2014-03-27

Filing Date:: 2014-03-31
Accepted Time:: 2014-03-31 19:48:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1329799	Square 1 Financial Inc	SQBK	State Commercial Banks (6022)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1603782	I Robert Usdan	406 Blackwell Street Suite 240 Durham NC 27701		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class B Common Stock	Disposition	2014-03-27	450,000	$18.00	899,227	No	4	S	Indirect	By Endicott Opportunity Partners III, LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Endicott Opportunity Partners III, LP

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	1,898,842	Indirect	By Endicott Opportunity Partners III, LP
Class A Common Stock	1,145	Indirect	Restricted Stock V

Footnotes

Restricted stock fully vests on February 3, 2015.