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Home > Insider Trading > Filing (0001225208-14-009258)

Filing Details

Accession Number:: 0001225208-14-009258
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-03-31 19:48:29
Reporting Period:: 2014-03-27

Filing Date:: 2014-03-31
Accepted Time:: 2014-03-31 19:48:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1329799	Square 1 Financial Inc	SQBK	State Commercial Banks (6022)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1538195	Timothy Patrick Oakes	406 Blackwell Street Suite 240 Durham NC 27701	Evp & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2014-03-27	8,888	$18.00	15,906	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	11,000	Indirect	Restricted Stock IV
Class A Common Stock	2,035	Indirect	Restricted Stock VI

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Stock Option (Right to Buy)	$6.88		2019-08-13	50,000	50,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2019-08-13	50,000	50,000	Direct

Footnotes

Restricted stock vests in three equal annual installments, beginning on November 15, 2014, the first anniversary of the date of the award.
Restricted stock vests in two equal annual installments, beginning on March 1, 2015.
Stock options vest in five equal annual installments, beginning on August 13, 2013, the first anniversary of the date of the grant.