Home > Insider Trading > Filing (0001225208-14-009255)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1329799	Square 1 Financial Inc	SQBK	State Commercial Banks (6022)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1603624	Diane Earle	406 Blackwell Street Suite 240 Durham NC 27701	Evp -- Chief Credit Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2014-03-27	1,111	$18.00	3,502	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	12,000	Indirect	Restricted Stock IV
Class A Common Stock	1,781	Indirect	Restricted Stock VI

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Stock Option (Right to Buy)	$6.00		2017-10-26	7,500	7,500	Direct
Class A Common Stock	Stock Option (Right to Buy)	$6.88		2019-10-29	27,500	27,500	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-10-26	7,500	7,500	Direct
2019-10-29	27,500	27,500	Direct

Footnotes

Restricted stock vests in three equal annual installments, beginning on November 15, 2014, the first anniversary of the date of the award.
Restricted stock vests in two equal annual installments, beginning on March 1, 2015.
Stock options vest in five equal annual installments, beginning on October 26, 2011, the first anniversary of the date of the grant.
Stock options vest in five equal annual installments, beginning on October 29, 2013, the first anniversary of the date of the grant.