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Home > Insider Trading > Filing (0001225208-14-009254)

Filing Details

Accession Number:: 0001225208-14-009254
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-03-31 19:48:20
Reporting Period:: 2014-03-27

Filing Date:: 2014-03-31
Accepted Time:: 2014-03-31 19:48:20
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1329799	Square 1 Financial Inc	SQBK	State Commercial Banks (6022)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1604032	G Susan Casey	406 Blackwell Street Suite 240 Durham NC 27701		Yes	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2014-03-27	2,000	$18.00	90,062	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	13,500	Indirect	By IRA
Class A Common Stock	763	Indirect	Restricted Stock V

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Stock Option (Right to Buy)	$6.00	2012-10-05	2017-10-05	136,000	136,000	Direct
Class A Common Stock	Trust Preferred Securities	$10.00	2008-09-30	2038-09-30	50,000	500	Direct
Class A Common Stock	Warrants to purchase Class A Common Stock	$10.00	2005-07-11	2015-07-11	8,000	8,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2017-10-05	136,000	136,000	Direct
2038-09-30	50,000	500	Direct
2015-07-11	8,000	8,000	Direct

Footnotes

Restricted stock fully vests on February 3, 2015.