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Home > Insider Trading > Filing (0001225208-14-009253)

Filing Details

Accession Number:: 0001225208-14-009253
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-03-31 19:48:19
Reporting Period:: 2014-03-27

Filing Date:: 2014-03-31
Accepted Time:: 2014-03-31 19:48:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1329799	Square 1 Financial Inc	SQBK	State Commercial Banks (6022)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1352198	Robert Paul Burke	406 Blackwell Street Suite 240 Durham NC 27701		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2014-03-27	58,699	$18.00	688,874	No	4	S	Indirect	By Northaven Capital Partners, LP
Class A Common Stock	Disposition	2014-03-27	4,955	$18.00	58,152	No	4	S	Indirect	By Northaven Offshore Ltd.
Class A Common Stock	Disposition	2014-03-27	8,698	$18.00	102,079	No	4	S	Indirect	By Northaven Partners II, L.P.
Class A Common Stock	Disposition	2014-03-27	3,082	$18.00	36,166	No	4	S	Indirect	By Northaven Partners III, LP
Class A Common Stock	Disposition	2014-03-27	49,566	$18.00	581,687	No	4	S	Indirect	By Northaven Partners, LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Northaven Capital Partners, LP
No	4	S	Indirect	By Northaven Offshore Ltd.
No	4	S	Indirect	By Northaven Partners II, L.P.
No	4	S	Indirect	By Northaven Partners III, LP
No	4	S	Indirect	By Northaven Partners, LP

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	4,236	Direct
Class A Common Stock	1,145	Indirect	Restricted Stock V

Footnotes

Restricted stock fully vests on February 3, 2015.