Filing Details
- Accession Number:
- 0001225208-14-009251
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-31 19:48:15
- Reporting Period:
- 2014-03-27
- Filing Date:
- 2014-03-31
- Accepted Time:
- 2014-03-31 19:48:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1329799 | Square 1 Financial Inc | SQBK | State Commercial Banks (6022) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1395226 | Sam Bhaumik | 406 Blackwell Street Suite 240 Durham NC 27701 | Evp-Silicon Valley Banking | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2014-03-27 | 2,778 | $18.00 | 2,778 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 12,635 | Indirect | By Trust |
| Class A Common Stock | 11,000 | Indirect | Restricted Stock IV |
| Class A Common Stock | 2,035 | Indirect | Restricted Stock VI |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | $6.00 | 2018-10-25 | 60,000 | 60,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-10-25 | 60,000 | 60,000 | Direct |
Footnotes
- Restricted stock vests in three equal annual installments, beginning on November 15, 2014, the first anniversary of the date of the award.
- Restricted stock vests in two equal annual installments, beginning on March 1, 2015.
- Stock options vest in five equal annual installments, beginning on October 25, 2012, the first anniversary of the date of the grant.
Billionaire Hedge Funds
