Filing Details
- Accession Number:
- 0000898382-14-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-31 13:58:17
- Reporting Period:
- 2014-03-27
- Filing Date:
- 2014-03-31
- Accepted Time:
- 2014-03-31 13:58:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1568669 | Pennymac Financial Services Inc. | PFSI | Mortgage Bankers & Loan Correspondents (6162) | 800882793 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
898382 | G Leon Cooperman | 810 Seventh Avenue, 33Rd Floor New York NY 10019 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-03-27 | 100,000 | $15.99 | 100,000 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2014-03-27 | 168,300 | $15.99 | 2,014,900 | No | 4 | P | Indirect | Investment Entities |
Class A Common Stock | Acquisiton | 2014-03-27 | 363,700 | $15.99 | 1,276,700 | No | 4 | P | Indirect | Managed Accounts |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | Investment Entities |
No | 4 | P | Indirect | Managed Accounts |
Footnotes
- The securities are held in the accounts of private investment entities over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
- The securities are held in managed accounts over which the reporting person has investment discretion. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.