Filing Details
- Accession Number:
- 0001012975-14-000212
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-28 19:30:29
- Reporting Period:
- 2014-03-27
- Filing Date:
- 2014-03-28
- Accepted Time:
- 2014-03-28 19:30:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1513818 | Versartis Inc. | VSAR | Pharmaceutical Preparations (2834) | 244106690 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192212 | O. Philippe Chambon | C/O New Leaf Ventures Times Square Tower, 7 Times Sq, Ste 3502 New York NY 10036 | No | No | Yes | No | |
1231092 | James Niedel | C/O New Leaf Ventures Times Square Tower, 7 Times Sq, Ste 3502 New York NY 10036 | No | No | Yes | No | |
1247851 | Ronald Hunt | C/O New Leaf Ventures Times Square Tower, 7 Times Sq, Ste 3502 New York NY 10036 | No | No | Yes | No | |
1340806 | K Vijay Lathi | C/O New Leaf Ventures 1200 Park Place, Suite 300 San Mateo CA 94043 | No | No | Yes | No | |
1441439 | New Leaf Ventures Ii, L.p. | C/O New Leaf Ventures Times Square Tower, 7 Times Sq, Ste 3502 New York NY 10036 | Yes | No | Yes | No | |
1441563 | Jeani Delagardelle | C/O New Leaf Ventures 1200 Park Place, Suite 300 San Mateo CA 94043 | No | No | Yes | No | |
1441857 | New Leaf Venture Management Ii, L.l.c. | C/O New Leaf Ventures Times Square Tower, 7 Times Sq, Ste 3502 New York NY 10036 | Yes | No | Yes | No | |
1441858 | New Leaf Venture Associates Ii, L.p. | C/O New Leaf Ventures Times Square Tower, 7 Times Sq, Ste 3502 New York NY 10036 | Yes | No | Yes | No | |
1547100 | Liam Ratcliffe | C/O New Leaf Ventures Times Square Tower, 7 Times Sq, Ste 3502 New York NY 10036 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-27 | 1,821,084 | $0.00 | 1,821,084 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2014-03-27 | 733,880 | $0.00 | 2,554,964 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2014-03-27 | 265,219 | $0.00 | 2,820,183 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2014-03-27 | 117,342 | $0.00 | 2,937,525 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2014-03-27 | 308,356 | $0.00 | 3,245,881 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2014-03-27 | 66,049 | $0.00 | 3,311,930 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2014-03-27 | 60,000 | $21.02 | 3,371,930 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Convertible Preferred Stock | Disposition | 2014-03-27 | 20,942,466 | $0.00 | 1,821,084 | $0.00 |
Common Stock | Series C Convertible Preferred Stock | Disposition | 2014-03-27 | 8,439,620 | $0.00 | 733,880 | $0.00 |
Common Stock | Series D1 Convertible Preferred Stock | Disposition | 2014-03-27 | 3,050,019 | $0.00 | 265,219 | $0.00 |
Common Stock | Series D2 Convertible Preferred Stock | Disposition | 2014-03-27 | 1,349,433 | $0.00 | 117,342 | $0.00 |
Common Stock | Series E Convertible Preferred Stock | Disposition | 2014-03-27 | 3,546,094 | $0.00 | 308,356 | $0.00 |
Series B Convertible Preferred Stock | Warrant | Disposition | 2014-03-27 | 759,565 | $0.00 | 759,565 | $0.45 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2014-03-27 | 759,565 | $0.00 | 66,049 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | X | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- The shares automatically converted into Common Stock on a 1-for-11.5 basis upon the closing of the Issuer's initial public offering without payment of further consideration and had no expiration date.
- Represents shares directly beneficially owned by NLV II. New Leaf Venture Associates II, L.P. ("NLV Associates") is the general partner of NLV II and New Leaf Venture Management II, L.L.C. ("NLV Management") is the general partner of NLV Associates. Philippe O. Chambon, Jeani Delagardelle, Ronald Hunt, Vijay Lathi, James Niedel and Liam Ratcliffe are the individual managers of NLV Management (the "Individual Managers"). NLV Associates and NLV Management disclaim beneficial ownership of such shares, except to the extent of their pecuniary interest therein. As one of six individual managers, each of the Individual Managers disclaims beneficial ownership over the shares reported herein, and in all events disclaims pecuniary interest except to the extent of his economic interest.
- Immediately exercisable. The warrant shall expire on the earlier of October 12, 2017 or the closing of the Issuer's initial public offering.