Filing Details
- Accession Number:
- 0000921895-14-000680
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-28 19:11:43
- Reporting Period:
- 2014-03-26
- Filing Date:
- 2014-03-28
- Accepted Time:
- 2014-03-28 19:11:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
934473 | Genvec Inc | GNVC | Pharmaceutical Preparations (2834) | 232705690 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1454385 | Oleg Nodelman | 409 Illinois Street San Francisco CA 94158 | No | No | Yes | No | |
1567938 | Ecor1 Capital Fund, L.p. | 409 Illinois Street San Francisco CA 94158 | No | No | No | Yes | |
1587114 | Ecor1 Capital, Llc | 409 Illinois Street San Francisco CA 94158 | No | No | Yes | No | |
1598292 | Ecor1 Capital Fund Qualified, L.p. | 409 Illinois Street San Francisco CA 94158 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value | Acquisiton | 2014-03-26 | 14,126 | $2.31 | 1,117,669 | No | 4 | P | Indirect | By EcoR1 Capital Fund, L.P. |
Common Stock, $0.001 Par Value | Acquisiton | 2014-03-26 | 9,417 | $2.31 | 745,874 | No | 4 | P | Indirect | By EcoR1 Capital Fund Qualified, L.P. |
Common Stock, $0.001 Par Value | Acquisiton | 2014-03-27 | 30,729 | $2.49 | 1,148,398 | No | 4 | P | Indirect | By EcoR1 Capital Fund, L.P. |
Common Stock, $0.001 Par Value | Acquisiton | 2014-03-27 | 20,486 | $2.49 | 766,360 | No | 4 | P | Indirect | By EcoR1 Capital Fund Qualified, L.P. |
Common Stock, $0.001 Par Value | Acquisiton | 2014-03-28 | 28,509 | $2.73 | 1,176,907 | No | 4 | P | Indirect | By EcoR1 Capital Fund, L.P. |
Common Stock, $0.001 Par Value | Acquisiton | 2014-03-28 | 19,006 | $2.73 | 785,366 | No | 4 | P | Indirect | By EcoR1 Capital Fund Qualified, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By EcoR1 Capital Fund, L.P. |
No | 4 | P | Indirect | By EcoR1 Capital Fund Qualified, L.P. |
No | 4 | P | Indirect | By EcoR1 Capital Fund, L.P. |
No | 4 | P | Indirect | By EcoR1 Capital Fund Qualified, L.P. |
No | 4 | P | Indirect | By EcoR1 Capital Fund, L.P. |
No | 4 | P | Indirect | By EcoR1 Capital Fund Qualified, L.P. |
Footnotes
- This Form 4 is filed jointly by EcoR1 Capital, LLC ("EcoR1"), EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and Oleg Nodelman (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
- Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- Shares of Common Stock beneficially owned by Capital Fund. EcoR1, as the general partner of Capital Fund, may be deemed to beneficially own the shares of Common Stock directly owned by Capital Fund. Mr. Nodelman, as the Manager of EcoR1, may be deemed to beneficially own the shares of Common Stock directly owned by Capital Fund.
- Shares of Common Stock beneficially owned by Qualified Fund. EcoR1, as the general partner of Qualified Fund, may be deemed to beneficially own the shares of Common Stock directly owned by Qualified Fund. Mr. Nodelman, as the Manager of EcoR1, may be deemed to beneficially own the shares of Common Stock directly owned by Qualified Fund.