Filing Details

Accession Number:
0000921895-14-000680
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-28 19:11:43
Reporting Period:
2014-03-26
Filing Date:
2014-03-28
Accepted Time:
2014-03-28 19:11:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
934473 Genvec Inc GNVC Pharmaceutical Preparations (2834) 232705690
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1454385 Oleg Nodelman 409 Illinois Street
San Francisco CA 94158
No No Yes No
1567938 Ecor1 Capital Fund, L.p. 409 Illinois Street
San Francisco CA 94158
No No No Yes
1587114 Ecor1 Capital, Llc 409 Illinois Street
San Francisco CA 94158
No No Yes No
1598292 Ecor1 Capital Fund Qualified, L.p. 409 Illinois Street
San Francisco CA 94158
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2014-03-26 14,126 $2.31 1,117,669 No 4 P Indirect By EcoR1 Capital Fund, L.P.
Common Stock, $0.001 Par Value Acquisiton 2014-03-26 9,417 $2.31 745,874 No 4 P Indirect By EcoR1 Capital Fund Qualified, L.P.
Common Stock, $0.001 Par Value Acquisiton 2014-03-27 30,729 $2.49 1,148,398 No 4 P Indirect By EcoR1 Capital Fund, L.P.
Common Stock, $0.001 Par Value Acquisiton 2014-03-27 20,486 $2.49 766,360 No 4 P Indirect By EcoR1 Capital Fund Qualified, L.P.
Common Stock, $0.001 Par Value Acquisiton 2014-03-28 28,509 $2.73 1,176,907 No 4 P Indirect By EcoR1 Capital Fund, L.P.
Common Stock, $0.001 Par Value Acquisiton 2014-03-28 19,006 $2.73 785,366 No 4 P Indirect By EcoR1 Capital Fund Qualified, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By EcoR1 Capital Fund, L.P.
No 4 P Indirect By EcoR1 Capital Fund Qualified, L.P.
No 4 P Indirect By EcoR1 Capital Fund, L.P.
No 4 P Indirect By EcoR1 Capital Fund Qualified, L.P.
No 4 P Indirect By EcoR1 Capital Fund, L.P.
No 4 P Indirect By EcoR1 Capital Fund Qualified, L.P.
Footnotes
  1. This Form 4 is filed jointly by EcoR1 Capital, LLC ("EcoR1"), EcoR1 Capital Fund, L.P. ("Capital Fund"), EcoR1 Capital Fund Qualified, L.P. ("Qualified Fund") and Oleg Nodelman (collectively, the "Reporting Persons"). Each Reporting Person is a member of a reporting group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
  2. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
  3. Shares of Common Stock beneficially owned by Capital Fund. EcoR1, as the general partner of Capital Fund, may be deemed to beneficially own the shares of Common Stock directly owned by Capital Fund. Mr. Nodelman, as the Manager of EcoR1, may be deemed to beneficially own the shares of Common Stock directly owned by Capital Fund.
  4. Shares of Common Stock beneficially owned by Qualified Fund. EcoR1, as the general partner of Qualified Fund, may be deemed to beneficially own the shares of Common Stock directly owned by Qualified Fund. Mr. Nodelman, as the Manager of EcoR1, may be deemed to beneficially own the shares of Common Stock directly owned by Qualified Fund.