Filing Details
- Accession Number:
- 0001181431-14-014394
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-28 18:46:43
- Reporting Period:
- 2014-03-26
- Filing Date:
- 2014-03-28
- Accepted Time:
- 2014-03-28 18:46:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1513818 | Versartis Inc. | VSAR | Pharmaceutical Preparations (2834) | 244106690 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1202793 | Michael Powell | C/O Sofinnova Ventures 2800 Sand Hill Road, Suite 150 Menlo Park CA 94025 | No | No | Yes | No | |
1245624 | James Healy | C/O Sofinnova Ventures 2800 Sand Hill Road, Suite 150 Menlo Park CA 94025 | No | No | Yes | No | |
1253170 | Srinivas Akkaraju | 2800 Sand Hill Road, Suite 150 Menlo Park CA 94025 | Yes | No | Yes | No | |
1524064 | Sofinnova Venture Partners Viii, L.p. | 2800 Sand Hill Road, Suite 150 Menlo Park CA 94025 | No | No | Yes | No | |
1559565 | Sofinnova Management Viii, L.l.c. | 2800 Sand Hill Road, Suite 150 Menlo Park CA 94025 | No | No | Yes | No | |
1590102 | Anand Mehra | C/O Sofinnova Ventures 2800 Sand Hill Road, Suite 150 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-26 | 23,403 | $0.00 | 23,403 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2014-03-26 | 775,315 | $0.00 | 798,718 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2014-03-26 | 802,596 | $0.00 | 1,601,314 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2014-03-26 | 485,664 | $0.00 | 2,086,978 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2014-03-26 | 60,000 | $21.00 | 2,146,978 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Convertible Preferred Stock | Disposition | 2014-03-26 | 23,403 | $0.00 | 23,403 | $0.00 |
Common Stock | Series D-1 Convertible Preferred Stock | Disposition | 2014-03-26 | 775,315 | $0.00 | 775,315 | $0.00 |
Common Stock | Series D-2 Convertible Preferred Stock | Disposition | 2014-03-26 | 802,596 | $0.00 | 802,596 | $0.00 |
Common Stock | Series E Convertible Preferred Stock | Disposition | 2014-03-26 | 485,664 | $0.00 | 485,664 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct | ||
0 | No | 4 | C | Direct |
Footnotes
- In connection with the completion of the Issuer's initial public offering of Common Stock, each share of Series B Convertible Preferred Stock, Series D-1 Convertible Preferred Stock, Series D-2 Convertible Preferred Stock and Series E Convertible Preferred Stock automatically converted into Common Stock on a 1-for-11.5 basis.
- The securities do not have an expiration date. Each share of Series B, Series D-1, Series D-2 and Series E Convertible Preferred Stock converted automatically into shares of Common Stock in connection with the closing of the Issuer's initial public offering on March 26, 2014. Prior to such conversion into the Issuer's Common Stock, the Series B, Series D-1, Series D-2 and Series E Convertible Preferred Stock was convertible at any time at the option of the holder.
- The securities are owned directly by Sofinnova Venture Partners VIII, L.P. ("SVP VIII"). Sofinnova Management VIII, L.L.C. ("SM VIII"), the general partner of SVP VIII, and Srinivas Akkaraju, a director of the Issuer, James I. Healy, Anand Mehra, and Michael Powell, the managing members of SM VIII, may be deemed to have shared voting and dispositive power over the shares owned by SVP VIII. Such persons and entities disclaim beneficial ownership over the shares owned by SVP VIII except to the extent of any pecuniary interest therein.