Filing Details

Accession Number:
0001144204-14-018842
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-28 17:02:13
Reporting Period:
2014-03-20
Filing Date:
2014-03-28
Accepted Time:
2014-03-28 17:02:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
788965 Hallador Energy Co HNRG Bituminous Coal & Lignite Mining (1220) 841014610
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1167757 Steven Hardie 940 Southwood Blvd., Suite 201
Incline Village NV 89451
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-03-26 3,039 $8.78 623,233 No 4 S Indirect By Robert Hardie QTIP Trust
Common Stock Disposition 2014-03-26 6,075 $8.78 133,889 No 4 S Indirect By Hallador Special Holdings LLC
Common Stock Disposition 2014-03-20 11,000 $8.73 13,481 No 4 S Indirect By Sandra Hardie Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Robert Hardie QTIP Trust
No 4 S Indirect By Hallador Special Holdings LLC
No 4 S Indirect By Sandra Hardie Trust
Footnotes
  1. The Reporting Person is a 25% beneficiary of the Robert Hardie QTIP Trust, the holder of the securities and disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
  2. Hallador Special Holdings, LLC is a wholly owned subsidiary of Hallador, Inc.
  3. The Reporting Person is a spouse of Sandra Hardie, the trustee of the Sandra Hardie Trust. As such, the Reporting Person may be deemed to be the indirect beneficial owner of the securities by reason of his influence or control over the Sandra Hardie Trust's voting and disposition decisions. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
  4. Sold pursuant to Rule 10b5-1.