Filing Details
- Accession Number:
- 0001144204-14-018842
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-28 17:02:13
- Reporting Period:
- 2014-03-20
- Filing Date:
- 2014-03-28
- Accepted Time:
- 2014-03-28 17:02:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
788965 | Hallador Energy Co | HNRG | Bituminous Coal & Lignite Mining (1220) | 841014610 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1167757 | Steven Hardie | 940 Southwood Blvd., Suite 201 Incline Village NV 89451 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-03-26 | 3,039 | $8.78 | 623,233 | No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
Common Stock | Disposition | 2014-03-26 | 6,075 | $8.78 | 133,889 | No | 4 | S | Indirect | By Hallador Special Holdings LLC |
Common Stock | Disposition | 2014-03-20 | 11,000 | $8.73 | 13,481 | No | 4 | S | Indirect | By Sandra Hardie Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
No | 4 | S | Indirect | By Hallador Special Holdings LLC |
No | 4 | S | Indirect | By Sandra Hardie Trust |
Footnotes
- The Reporting Person is a 25% beneficiary of the Robert Hardie QTIP Trust, the holder of the securities and disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- Hallador Special Holdings, LLC is a wholly owned subsidiary of Hallador, Inc.
- The Reporting Person is a spouse of Sandra Hardie, the trustee of the Sandra Hardie Trust. As such, the Reporting Person may be deemed to be the indirect beneficial owner of the securities by reason of his influence or control over the Sandra Hardie Trust's voting and disposition decisions. The Reporting Person disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- Sold pursuant to Rule 10b5-1.