Filing Details
- Accession Number:
- 0001209191-14-023737
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-28 16:57:09
- Reporting Period:
- 2014-03-26
- Filing Date:
- 2014-03-28
- Accepted Time:
- 2014-03-28 16:57:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1534504 | Pbf Energy Inc. | PBF | Petroleum Refining (2911) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
908428 | E William Macaulay | One Lafayette Place Greenwich CT 06830 | No | No | Yes | No | |
1544730 | First Reserve Gp Xii, Lp | One Lafayette Place Greenwich CT 06830 | No | No | Yes | No | |
1544731 | Ltd Xii Gp Reserve First | One Lafayette Place Greenwich CT 06830 | No | No | Yes | No | |
1563205 | Fr Xii Pbf Aiv, L.p. | One Lafayette Place Greenwich CT 06830 | No | No | Yes | No | |
1563206 | Fr Pbf Holdings Ii Llc | One Lafayette Place Greenwich CT 06830 | No | No | Yes | No | |
1563207 | Fr Pbf Holdings Llc | One Lafayette Place Greenwich CT 06830 | No | No | Yes | No | |
1563240 | Fr Xii Pbf Holdings Llc | One Lafayette Place Greenwich CT 06830 | No | No | Yes | No | |
1563241 | Fr Xii-A Pbf Aiv, L.p. | One Lafayette Place Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-03-26 | 3,708,004 | $0.00 | 3,708,004 | No | 4 | C | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2014-03-26 | 3,708,004 | $25.39 | 0 | No | 4 | S | Indirect | See Footnotes |
Class A Common Stock | Acquisiton | 2014-03-26 | 11,291,996 | $0.00 | 11,291,996 | No | 4 | C | Indirect | See Footnotes |
Class A Common Stock | Disposition | 2014-03-26 | 11,291,996 | $25.39 | 0 | No | 4 | S | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Series A Units of PBF Energy | Disposition | 2014-03-26 | 3,708,004 | $0.00 | 3,708,004 | $0.00 |
Class A Common Stock | Series A Units of PBF Energy | Disposition | 2014-03-26 | 11,291,996 | $0.00 | 11,291,996 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
841,056 | No | 4 | C | Indirect | ||
2,561,271 | No | 4 | C | Indirect |
Footnotes
- Pursuant to an exchange agreement the Series A Units of PBF Energy Company LLC (the "PBF LLC Series A Units") are exchangeable at any time for shares of Class A common stock, $0.001 par value per share (the "Class A Common Stock") of PBF Energy Inc. (the "Issuer") on a one-for-one basis, subject to equitable adjustments for stock splits, stock dividends and reclassifications. As the Reporting Person exchanges the PBF LLC Series A Units for shares of Class A Common Stock pursuant to the exchange agreement, the voting power afforded to the Reporting Person by its share of Class B Common Stock of PBF Energy Inc. will be automatically and correspondingly reduced.
- This amount represents the $25.39 secondary public offering price per share of Class A Common Stock.
- The First Reserve Vehicles (as hereinafter defined) are comprised of FR PBF Holdings LLC and FR PBF Holdings II LLC (the "First Reserve Vehicles").
- Represents securities which are directly held by FR PBF Holdings LLC.
- Represents securities which are directly held by FR PBF Holdings II LLC.
- FR XII PBF Holdings LLC is the sole member of each of the First Reserve Vehicles. FR XII PBF AIV, L.P. ("FR XII") and FR XII-A PBF AIV, L.P. ("FR XII-A") are the managing members of FR XII PBF Holdings LLC. First Reserve GP XII, L.P. is the general partner of FR XII and FR XII-A. First Reserve GP XII Limited is the general partner of First Reserve GP XII, L.P. William E. Macaulay is a director of First Reserve GP XII Limited and has the right to appoint a majority of the directors of its board.
- Information with respect to each of the Reporting Persons is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
- Each of such Reporting Persons may be deemed to beneficially own the Issuer securities beneficially owned by the First Reserve Vehicles directly or indirectly controlled by it or him, but each of the Reporting Persons, other than the First Reserve Vehicles as to their direct holdings of such securities, disclaims beneficial ownership of the Issuer securities held by the First Reserve Vehicles except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, each of the Reporting Persons, other than the First Reserve Vehicles as to their direct holdings of Issuer securities, states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.