Filing Details
- Accession Number:
- 0001127602-14-012879
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-28 10:12:19
- Reporting Period:
- 2014-03-26
- Filing Date:
- 2014-03-28
- Accepted Time:
- 2014-03-28 10:12:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1305014 | Ashland Inc. | ASH | Wholesale-Chemicals & Allied Products (5160) | 200865835 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1378228 | L Theodore Harris | 5200 Blazer Parkway Dublin OH 43017 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-26 | 6,100 | $53.33 | 44,581 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-03-26 | 4,605 | $99.99 | 39,976 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-03-27 | 1,329 | $97.46 | 38,647 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2014-03-26 | 6,100 | $0.00 | 6,100 | $53.33 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-11-14 | 2017-12-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,658 | Indirect | 401(k) |
Footnotes
- The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 12, 2014.
- Includes 1,712 shares of unvested Restricted Stock.
- Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 5 below.
- Based on Employee Savings Plan information as of March 13, 2014, the latest date for which such information is reasonably available.
- Stock Appreciation Right granted pursuant to the 2006 Ashland Inc. Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year.