Filing Details
- Accession Number:
- 0001127602-14-012868
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-27 19:55:20
- Reporting Period:
- 2014-03-25
- Filing Date:
- 2014-03-27
- Accepted Time:
- 2014-03-27 19:55:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719955 | Williams Sonoma Inc | WSM | Retail-Home Furniture, Furnishings & Equipment Stores (5700) | 942203880 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1521539 | Sandra Stangl | 3250 Van Ness Ave. San Francisco CA 94109 | President Pottery Barn Brands | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-03-25 | 25,000 | $0.00 | 43,918 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-03-25 | 10,844 | $66.31 | 33,074 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2014-03-25 | 14,156 | $66.07 | 18,918 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2014-03-25 | 25,000 | $0.00 | 25,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,554 | Indirect | By Managed Account |
Footnotes
- Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
- Reflects the weighted average price as the shares were sold in multiple transactions. The per share transaction price ranged from $65.88 to $66.56. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated March 25, 2014.
- Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
- The restricted stock units vested fully on March 25, 2014. Dividend equivalent payments are accrued and paid upon vesting of these shares.
- The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.
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