Filing Details
- Accession Number:
- 0001437749-14-005265
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-27 17:08:22
- Reporting Period:
- 2014-03-26
- Filing Date:
- 2014-03-27
- Accepted Time:
- 2014-03-27 17:08:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1421517 | Energy Recovery Inc. | ERII | Special Industry Machinery, Nec (3559) | 010616867 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1438188 | Olav Fred Johannessen | C/O Energy Recovery, Inc. 1717 Doolittle Drive San Leandro CA 94577 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-03-26 | 100,000 | $5.46 | 919,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-03-26 | 80,000 | $5.47 | 102,200 | No | 4 | S | Indirect | By Kalamaris Invest AG |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Kalamaris Invest AG |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 25,000 | Indirect | By Spouse |
Common Stock | 55,417 | Indirect | By Gallissas Ltd |
Footnotes
- The sales reported on this Form 4 were sold pursuant to Rule 10b5-1 trading plans adopted by the reporting person on March 11, 2014
- The figure is the weighted average sales price of multiple trades ranging from $5.38 to $5.59 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
- The figure is the weighted average sales price of multiple trades ranging from $5.40 to $5.59 per share. The reporting person undertakes to provide to the SEC staff, ERI, or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
- Previously reported indirect ownership of 120,000 shares by child are no longer being reported, as child is an adult and no longer resides with reporting person.