Filing Details
- Accession Number:
- 0001181431-14-014140
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-27 16:05:17
- Reporting Period:
- 2014-03-27
- Filing Date:
- 2014-03-27
- Accepted Time:
- 2014-03-27 16:05:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 898171 | Uwharrie Capital Corp | NONE | State Commercial Banks (6022) | 561814206 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1528584 | Iii David R Beaver | Po Box 338 132 North First Street Albemarle NC 28002-0338 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (See Footenote 1) | Disposition | 2014-03-27 | 28 | $2.25 | 28 | No | 4 | P | Direct | |
| Common Stock (See Footnote 1) | Disposition | 2014-03-27 | 500 | $2.40 | 528 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock (See Footnote 2) | 525 | Direct | |
| Common Stock (Held By Self) | 551 | Direct | |
| Common Stock (See Footnote 3) | 2,351 | Direct |
Footnotes
- Held by Self and Spouse as Tenants in Common
- Held by Cede & Co., Depository for Pershing LLC Safekeeper for R. David Beaver, III & Emily N. Beaver Ten Com
- Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Roy David Beaver, III
Billionaire Hedge Funds
