Filing Details
- Accession Number:
- 0001193805-14-000630
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-26 20:23:22
- Reporting Period:
- 2014-03-26
- Filing Date:
- 2014-03-26
- Accepted Time:
- 2014-03-26 20:23:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1314223 | Amber Road Inc. | AMBR | Services-Prepackaged Software (7372) | 222590301 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1602683 | W James Preuninger | C/O Amber Road, Inc. One Meadowlands Plaza East Rutherford NJ 07073 | Ceo And Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value Per Share | Acquisiton | 2014-03-26 | 103,933 | $0.00 | 1,819,983 | No | 4 | C | Direct | |
Common Stock, $0.001 Par Value Per Share | Disposition | 2014-03-26 | 167,000 | $13.00 | 1,652,983 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2014-03-26 | 100,200 | $0.00 | 103,933 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.001 Par Value Per Share | 267,201 | Indirect | By grantor retained annuity trust |
Footnotes
- This transaction is being reported because it occurred within the six months prior to the initial public offering. On the date listed, 100,200 shares of Series A Preferred shares were automatically converted into 103,933 shares of common stock. The foregoing shares of common stock are on an as converted basis and include the payment of shares in satisfaction of accrued but unpaid dividends.
- Each share of Preferred Stock converted automatically into shares of common stock upon the closing of the issuer's initial public offering of its common stock.
- Includes shares of common stock issued in satisfaction of $48,533 of accrued but unpaid dividends on the Series A Preferred Stock, calculated on the basis of $13.00 per share of common stock, which was the price per share of the common stock issued in the registrant's initial public offering.
- These shares are held of record by The James Preuninger 2013 Five Year Grantor Retained Annuity Trust, of which James W. Preuninger, is Trustee.