Filing Details

Accession Number:
0001193805-14-000624
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-26 20:17:39
Reporting Period:
2014-03-26
Filing Date:
2014-03-26
Accepted Time:
2014-03-26 20:17:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1314223 Amber Road Inc. AMBR Services-Prepackaged Software (7372) 222590301
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1602731 W John Preuninger C/O Amber Road, Inc.
One Meadowlands Plaza
East Rutherford NJ 07073
President, Coo And Director Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Acquisiton 2014-03-26 51,966 $0.00 553,274 No 4 C Direct
Common Stock, $0.001 Par Value Per Share Disposition 2014-03-26 167,000 $13.00 386,275 No 4 S Indirect By grantor retained annuity trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Indirect By grantor retained annuity trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2014-03-26 50,100 $0.00 51,966 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share 334,001 Indirect By grantor retained annuity trust
Common Stock, $0.001 Par Value Per Share 16,700 Indirect By grantor retained annuity trust
Common Stock, $0.001 Par Value Per Share 1,002,004 Indirect By grantor retained annuity trust
Common Stock, $0.001 Par Value Per Share 50,100 Indirect By grantor retained annuity trust
Footnotes
  1. This transaction is being reported because it occurred within the six months prior to the initial public offering. On the date listed, 50,100 shares of Series A Preferred shares were automatically converted into 51,966 shares of common stock. The foregoing shares of common stock are on an as converted basis and include the payment of shares in satisfaction of accrued but unpaid dividends.
  2. Each share of Preferred Stock converted automatically into shares of common stock upon the closing of the issuer's initial public offering of its common stock.
  3. Includes shares of common stock issued in satisfaction of $24,267 of accrued but unpaid dividends on the Series A Preferred Stock, calculated on the basis of $13.00 per share of common stock, which was the price per share of the common stock issued in the registrant's initial public offering.
  4. These shares are held of record by The John Preuninger 2013 Four Year Grantor Retained Annuity Trust, of which John W. Preuninger, is Trustee.
  5. These shares are held of record by The John Preuninger 2013 Three Year Grantor Retained Annuity Trust, of which John W. Preuninger, is Trustee.
  6. These shares are held of record by The Fletcher Preuninger 2013 Three Year Grantor Retained Annuity Trust, of which John W. Preuninger's wife, Fletcher Preuninger, is Trustee.
  7. These shares are held of record by The Fletcher Preuninger 2013 Grantor Retained Annuity Trust FBO Siblings, of which John W. Preuninger's wife, Fletcher Preuninger, is Trustee.