Filing Details
- Accession Number:
- 0001209191-14-023328
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-26 20:10:13
- Reporting Period:
- 2013-04-03
- Filing Date:
- 2014-03-26
- Accepted Time:
- 2014-03-26 20:10:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1040719 | Walter Investment Management Corp | WAC | Mortgage Bankers & Loan Correspondents (6162) | 133950486 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1527778 | Scott D Clarke | C/O Walter Investment Management Corp. 3000 Bayport Drive, Suite 1100 Tampa FL 33607 | Pres Rms | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-05-14 | 5,298 | $20.57 | 25,298 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-05-14 | 5,298 | $37.98 | 20,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 10,000 | $36.96 | 10,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2014-03-24 | 2,163 | $0.00 | 12,163 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy Stock) | Acquisiton | 2013-04-03 | 16,447 | $0.00 | 16,447 | $33.59 |
| Common Stock | Stock Option (Right to Buy Stock) | Disposition | 2013-05-14 | 5,298 | $20.57 | 5,296 | $20.57 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 16,447 | 2016-04-04 | 2023-04-03 | No | 4 | A | Direct |
| 10,596 | 2013-02-28 | 2019-02-28 | No | 4 | M | Direct |
Footnotes
- Award of restricted stock units corresponding to notional shares of common stock under the Issuer's 2011 Omnibus Incentive Plan. RSUs vest 50% on second anniversary and 50% on third anniversary of award.
- Original grant of 15,894 options vest in three equal annual installments beginning on February 28, 2013.
Billionaire Hedge Funds
