Filing Details
- Accession Number:
- 0001144204-14-017945
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-26 16:44:01
- Reporting Period:
- 2014-03-24
- Filing Date:
- 2014-03-26
- Accepted Time:
- 2014-03-26 16:44:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1083220 | Xcel Brands Inc. | XELB | Patent Owners & Lessors (6794) | 760307819 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1530941 | Mark Disanto | C/O Triple Crown Corp., 5351 Jaycee Avenue Harrisburg PA 17112 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-03-24 | 100,000 | $4.00 | 529,884 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 271,116 | Indirect | See Footnote |
Common Stock | 36,868 | Direct |
Footnotes
- Represents shares held by The Mark X. DiSanto Investment Trust, of which Mr. DiSanto is trustee and as to which Mr. DiSanto has sole voting and dispositive power.
- Represents shares held by The D'Loren Family Trust, of which Mr. Mark DiSanto is a trustee and as to which Mr. DiSanto has sole voting and dispositive power.