Filing Details
- Accession Number:
- 0001181431-14-013984
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-26 16:06:05
- Reporting Period:
- 2014-03-25
- Filing Date:
- 2014-03-26
- Accepted Time:
- 2014-03-26 16:06:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1561627 | Exone Co | XONE | Printing Trades Machinery & Equipment (3555) | 261480640 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1569788 | Kenji Yokoyama | 127 Industry Boulevard North Huntingdon PA 15642 | Gm Exone Kk | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Acquisiton | 2014-03-25 | 5,000 | $18.00 | 5,000 | No | 4 | M | Direct | |
Common Stock, Par Value $0.01 | Disposition | 2014-03-25 | 5,000 | $35.20 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Incentive Stock Option (right to buy) | Disposition | 2014-03-25 | 5,000 | $0.00 | 5,000 | $18.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,000 | 2014-02-06 | 2023-02-06 | No | 4 | M | Direct |
Footnotes
- Exercise of stock options awarded under The ExOne Company 2013 Equity Incentive Plan. The transaction was effected pursuant to the issuer's insider trading policy.
- Grant Date of Incentive Stock Options under The ExOne Company 2013 Equity Incentive Plan was on February 6, 2013. 1/3 of the options become exercisable on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/13 on the third anniversary of the date of grant.
- Sale of shares with a portion of proceeds delivered to the issuer for payment of the exercise price of options under The ExOne Company 2013 Equity Incentive Plan and the related tax withholding. This transaction was effeced pursuant to the issuer's insider trading policy.