Filing Details
- Accession Number:
- 0001144204-14-017733
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-03-25 21:33:30
- Reporting Period:
- 2014-03-20
- Filing Date:
- 2014-03-25
- Accepted Time:
- 2014-03-25 21:33:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 788965 | Hallador Energy Co | HNRG | Bituminous Coal & Lignite Mining (1220) | 841014610 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1167757 | Steven Hardie | 940 Southwood Blvd. Suite 201 Incline Village NV 89451 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-03-20 | 5,200 | $8.68 | 643,476 | No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| Common Stock | Disposition | 2014-03-21 | 12,770 | $8.75 | 630,706 | No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| Common Stock | Disposition | 2014-03-24 | 1,283 | $8.67 | 629,423 | No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| Common Stock | Disposition | 2014-03-25 | 151 | $8.73 | 629,272 | No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| Common Stock | Disposition | 2014-03-20 | 10,394 | $8.68 | 168,361 | No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| Common Stock | Disposition | 2014-03-21 | 25,532 | $8.75 | 142,829 | No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| Common Stock | Disposition | 2014-03-24 | 2,565 | $8.67 | 140,264 | No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| Common Stock | Disposition | 2014-03-25 | 300 | $8.73 | 139,964 | No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| No | 4 | S | Indirect | By Robert Hardie QTIP Trust |
| No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| No | 4 | S | Indirect | By Hallador Special Holdings LLC |
| No | 4 | S | Indirect | By Hallador Special Holdings LLC |
Footnotes
- The Reporting Person is a 25% beneficiary of the Robert Hardie QTIP Trust, the holder of the securities and disclaims beneficial ownership of the securities except to the extent of his pecuniary interest therein.
- Hallador Special Holdings, LLC is a wholly owned subsidiary of Hallador, Inc.
- Sold pursuant to Rule 10b5-1.
Billionaire Hedge Funds
