Filing Details

Accession Number:
0001019687-14-000998
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-03-25 17:03:03
Reporting Period:
2014-03-21
Filing Date:
2014-03-25
Accepted Time:
2014-03-25 17:03:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
891417 Applied Nanotech Holdings Inc APNT Communications Equipment, Nec (3669) 760273345
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1363998 Jr G Howard Westerman 3006 Longhorn Blvd #107
Austin TX 78578
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-03-21 148,000 $0.07 374,707 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option-Rt to Buy $0.00 177,500 177,500 Direct
Common Stock Stock Option-Rt to Buy $0.08 2013-10-31 2023-10-31 12,500 190,000 Direct
Common Stock Stock Option-Rt to Buy $0.05 2013-10-31 2023-10-31 12,500 202,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
177,500 177,500 Direct
2023-10-31 12,500 190,000 Direct
2023-10-31 12,500 202,500 Direct
Footnotes
  1. Options issued at various dates, expiring from 2020 through 2023, at prices ranging from $0.09 to $0.40. All fully vested.